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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-10 |
| IN | RA | APPROVED | 2020-01-06 |
Branch Locations
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 03/2007 | 01/2020 |
| Schwab Private Client Investment Advisory, Inc. | Indianapolis | IN | 01/2012 | 01/2020 |
| Ubs Financial Services Inc. | Indianapolis | IN | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-26 |
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