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James Robert Shaughnessy

Truist Advisory Services, Inc.

Cary, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-01-21
TX RA APPROVED_RES 2021-05-25
NC RA APPROVED 2016-08-31
  • RI RA
    APPROVED
    Since 2022-01-21
  • TX RA
    APPROVED_RES
    Since 2021-05-25
  • NC RA
    APPROVED
    Since 2016-08-31

Branch Locations

924 Kildaire Farm Rd Fl 2, Cary, NC 27511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 08/2016 Present
Suntrust Investment Services, Inc Atlanta GA 01/2015 Present
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2015 → Present
    Suntrust Investment Services, Inc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-16
  • S66 Uniform Combined State Law Examination
    2007-07-16
Other Names
  • Jimmy Shaughnessy
  • James Shaughnessy

View on SEC IAPD

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