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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-14 |
Branch Locations
98 Cutter Mill Road Suite 273 South, Great Neck, NY 11021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid-Atlantic Securities, Inc. | Little Neck | NY | 03/2004 | 10/2022 |
| Queens College | Queens | NY | 05/2006 | Present |
| Level Four Financial, Llc | Dallas | TX | 10/2022 | Present |
| Level Four Advisory Services, Llc | Dallas | TX | 10/2022 | Present |
LEVEL FOUR ADVISORY SERVICES, LLC, AN SEC REGISTERED INVESTMENT ADVISOR, INVESTMENT RELATED, LOCATED AT 12400 COIT ROAD, SUITE 700, DALLAS TX 75251, INVESTMENT ADVISOR REPRESENTATIVE, DEVOTE APPROXIMATELY 120 HOURS PER MONTH TO ADVISORY DURING TRADING HOURS, STARTED 10/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-01 |
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