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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-06-02
MD RA APPROVED 2012-11-08
  • DC RA
    APPROVED
    Since 2022-06-02
  • MD RA
    APPROVED
    Since 2012-11-08

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

1900 Duke St Ste 100 [Support Center], Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Alexandria VA 09/2012 11/2016
Wells Fargo Bank, Na Alexandria VA 09/2012 Present
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 Present
  • 09/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Alexandria, VA
  • 09/2012 → Present
    Wells Fargo Bank, Na
    Alexandria, VA
  • 11/2016 → Present
    Alexandria, VA
Previous Registrations
  • 2010-06-10 → 2012-08-28
    San Antonio, TX
  • 2009-07-10 → 2010-06-10
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Washington, DC
    Washington, DC
    Washington, DC
    Reston, VA
  • 2008-06-16 → 2009-05-13
    Truist Investment Services, Inc.
    Bethesda, MD
    Montgomery Village, MD
    Silver Spring, MD
    Gaithersburg, MD
    Gaithersburg, MD
    Silver Spring, MD
Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, GREENBELT, MD, 100% OWNERSHIP BY SPOUSE, START 5/23/2015, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, MAINTENANCE OF PROPERTY. MYCOR PROPERTIES LLC, INV RELATED, CLINTON, MD, 50% OWNERSHIP, START 5/15/2016, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, OWN & OPERATE INVESTMENT PROPERTIES.; RENTAL PROPERTY, INV RELATED, NOORD, ARUBA, 100% OWNERSHIP WITH SPOUSE, START: 6/30/2022, 3 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-13
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S66 Uniform Combined State Law Examination
    2008-06-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11

View on SEC IAPD

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