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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Decatur | AL | 07/2015 | Present |
1. Gunski, LLC; 2605 Greenwood Dr, Decatur, AL 35601; Single Building Real Estate Investment; Managing Member; Pay bills for the building; 01/30/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Rectory, LLC; 248 Johnston Street, Decatur, AL 35601; Single Commercial Building Holding; Own rental property; Member pay bills of building each month; 02/18/2020; 1 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-02 |
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