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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-02 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
3030 Starkey Blvd, Suite 216, New Port Richey, FL 34655 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trustmont Financial Group, Inc. | Greensburg | PA | 03/2010 | 04/2017 |
| Trustmont Advisory Group, Inc. | Greensburg | PA | 03/2010 | 04/2017 |
| The Prudential Insurance Company Of America | New Port Richey | FL | 04/2017 | 08/2019 |
| Pruco Securities, Llc | New Port Richey | FL | 04/2017 | 08/2019 |
| Vanderbilt Securities, Llc | Woodbury | NY | 09/2019 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 09/2019 | Present |
1) MMS Asset Management- Investment related - 3030 Starkey Blvd. #216, New Port Richey, FL 34655; DBA -Owner; 09/2012; also sell fixed and fixed index products through DBA; time spent during regular business hours- 100%. 2) Connections Job Development Program - non-profit organization; 5841 Main St., New Port Richey, FL 34652; Board Member; attend monthly meetings and help with planning orientation for new job seekers; time spent during regular business hours is 0. 3) ONE COMMUNITY NOW, INC. IS A 501C3 FAITH BASED COMMUNITY ORGANIZATION WITH THE GOAL OF BRINGING THE LOCAL CHURCHES, BUSINESSES AND ORGANIZATIONS TOGETHER TO HELP MEET THE UN-MET AND UNDER-MET NEEDS WITHIN PASCO COMMUNITY. POSITION: board member; 10/2018; NATURE: Non-Profit and Charitable Organization; Not Investment Related; time spent during business hours - 0. ADDRESS: 1540 Little Road, Trinity FL 34655, United States DESCRIPTION: help organize various fundraisers throughout the county. 4) Friends of Eastlake Community Library, Inc. Start date: 01/17/2020 - 4125 East Lake Rd., Palm Harbor, FL; Board member for non-profit; we host readings for children, yoga for seniors, community involvement classes; help coordinate and plan events; non-investment related; time spent during regular business hours is 0. 5) Magellan Financial - Field Marketing Organization, Topeka, Kansas; Sale of Life and Fixed Annuities; Commission; time spent during regular business hours is 5%. 6) Diva Angels - Pinellas Park, FL; Volunteer - Assistant Director; support local charities by fundraising events for non-profit groups and low income families; assist at events; no signing ability; time spent during regular business hours is 0. 7) One Community Now. Not Investment Related. Start Date: 01/01/2020. Address: 5841 Main Street, New Port Richey FL. 34652 Title: Secretary. Duties: Meeting monthly to review community programs , taking notes. Time spent during regular hours: 0%. 8) Karen R Titus Rev Liv Trust. Not Investment Related. Start Date: 03/29/2023. Address: 710 George ST Tarpon Springs FL, 3468. Title: successor trustee. Duties: Disburse Karen's assets upon her death. Time spent during regular hours: 0%. 9) Michelle Malacinski. Not Investment related. Start date: 07/01/2013. Address: 3030 Starkey Blvd Suite 216 New port Richey FL, 34655. Title: notary. Duties: Notary. Time spent during regular hours: 0%. 10) Advisors Excel. Not investment related. Start date: 09/01/2013. Address: 3030 Starkey Blvd Suite 216 New port Richey FL, 34655. Title; insurance sales. Duties: Fixed and Fixed indexed/health product sales. Time spent during regular hours: 0%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-23 |
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