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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-26
ID RA APPROVED 2008-09-23
  • TX RA
    APPROVED_RES
    Since 2018-11-26
  • ID RA
    APPROVED
    Since 2008-09-23

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Coeur D'ALene, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Coeur D'ALene ID 11/2007 Present
Previous Registrations
  • 2007-03-23 → 2007-11-05
    Hart Capital Management, Inc.
    Spokane, WA
Other Businesses

Self-employed piano teacher; non-investment related; Coeur d'Alene, ID; starting 09/1986; 24 hrs/year; no hours during trading hours; provide piano lessons.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-11-06
S65 Uniform Investment Adviser Law Examination 2007-03-22
  • S63 Uniform Securities Agent State Law Examination
    2008-11-06
  • S65 Uniform Investment Adviser Law Examination
    2007-03-22
Other Names
  • Susan L Weiss
  • Sue Brunner
  • Susan L Brunner

View on SEC IAPD

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