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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-27
MO RA APPROVED 2007-05-18
  • TX RA
    APPROVED_RES
    Since 2023-06-27
  • MO RA
    APPROVED
    Since 2007-05-18

Branch Locations

1610 Des Peres Road Suite 370, St. Louis, MO 63131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2006 06/2020
Equitable Advisors, Llc New York NY 03/2006 Present
Other Businesses

1. ORDAINED MINISTER; UNIVERSAL LIFE CHURCH; START 4/2020; 0 HOURS. 2. Oakmont Financial LLC; 1610 Des Peres Rd, Suite 370, St. Louis, MO 63131; Co-Managing Partner, DBA; Start 1/2021; Approx 160 hours/month. 3. EARC Shareholder; 1290 Ave of the Americas, 15th Floor, NY, NY 10104; start 1/2021; 0 hours. 4. THE ST. PATRICK CENTER; 800 TUCKER ST, ST. LOUIS, MO 63101; BOARD OF DIRECTORS, Vice President; START 7/21/2021; APPROX. 8 HOURS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-17
  • S66 Uniform Combined State Law Examination
    2007-05-17

View on SEC IAPD

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