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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-11 |
| TX | RA | APPROVED | 2025-03-11 |
Branch Locations
1400 Newport Center Drive, Suite 150 Ca544, Newport Beach, CA 92660 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-11 |
Branch Locations
1400 Newport Center Drive, Suite 150, Newport Beach, CA 92660 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2020 | 03/2025 |
| Bny Mellon | Newport Beach | CA | 02/2014 | 02/2020 |
| Bank Of America, N.A. | Newport Beach | CA | 03/2020 | 03/2025 |
| Citizens Securities, Inc., | Newport Beach | CA | 03/2025 | Present |
| Citizens Private Wealth | Newport Beach | CA | 03/2025 | Present |
| Citizens Bank | Newport Beach | CA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
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