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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

5435 Bull Valley Rd Suite 100, Mchenry, IL 60050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrity Financial Professionals, Inc Mchenry IL 01/2006 Present
Voya Financial Advisors Mchenry IL 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Lca, Llc Hebron IL 02/2026 Present
  • 01/2006 → Present
    Integrity Financial Professionals, Inc
    Mchenry, IL
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Mchenry, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 02/2026 → Present
    Lca, Llc
    Hebron, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY:LEADERSHIP GREATER MCHENRY COUNTY; NO; 1290 LAKE AVE; WOODSTOCK; IL; 60098; LEADERSHIP DEVELOPMENT ORGANIZATION; ALUMNI MEMBER; 9/1/2014; 1; 0; ATTEND ALUMNI EVENTS. 2) NAME OF ENTITY:INTEGRITY FINANCIAL PROFESSIONALS, INC./INTEGRITY FINANCIAL; YES; 5435 BULL VALLEY RD STE 100; MCHENRY; IL; 60050; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 3/1/2007; 160; 160; SALES OF INSURANCE, SECURITIES AND INVESTMENT PROODUCTS ; 3) NAME OF ENTITY:MCHENRY COUNTY TASK FORCE ON AGING; NO; PO BOX 198; MCHENRY; IL; 60051; CHARITY; MEMBER; 1/1/2008; 1.5; 1.5; MEMBER ONLY. 4) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 5435 BULL VALLEY RD STE 100; MCHENRY; IL; 60050; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2015; 40; 30; SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PUBLIC NOTARY ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SERVICE PROVIDED TO CLIENTS, PROSPECTS, ETC; 6) NAME OF OTHER BUSINESS: ALDEN-HEBRON HIGH & MIDDLE SCHOOL, HEBRON, IL; INVESTMENT RELATED: NO; ADDRESS: 9604 ILLINOIS ST, HEBRON, IL 60034; NATURE OF BUSINESS: VOLLEYBALL SCOREKEEPING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: SCOREKEEPER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: KEEP TRACK OF SCORE, TIMEOUTS, SUBSTITUTIONS, & SUCH AS REQUIRED BY THE SCOREKEEPER'S BOOK; 7. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2026; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8. NAME OF OTHER BUSINESS: LCA, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HOLD RENTAL PROPERTY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 2007-03-23
  • S65 Uniform Investment Adviser Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    2007-03-23
Other Names
  • Vicki Lynn Hill
  • Vicki Lynn Kosierowski

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