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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
5435 Bull Valley Rd Suite 100, Mchenry, IL 60050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrity Financial Professionals, Inc | Mchenry | IL | 01/2006 | Present |
| Voya Financial Advisors | Mchenry | IL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Lca, Llc | Hebron | IL | 02/2026 | Present |
1) NAME OF ENTITY:LEADERSHIP GREATER MCHENRY COUNTY; NO; 1290 LAKE AVE; WOODSTOCK; IL; 60098; LEADERSHIP DEVELOPMENT ORGANIZATION; ALUMNI MEMBER; 9/1/2014; 1; 0; ATTEND ALUMNI EVENTS. 2) NAME OF ENTITY:INTEGRITY FINANCIAL PROFESSIONALS, INC./INTEGRITY FINANCIAL; YES; 5435 BULL VALLEY RD STE 100; MCHENRY; IL; 60050; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 3/1/2007; 160; 160; SALES OF INSURANCE, SECURITIES AND INVESTMENT PROODUCTS ; 3) NAME OF ENTITY:MCHENRY COUNTY TASK FORCE ON AGING; NO; PO BOX 198; MCHENRY; IL; 60051; CHARITY; MEMBER; 1/1/2008; 1.5; 1.5; MEMBER ONLY. 4) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 5435 BULL VALLEY RD STE 100; MCHENRY; IL; 60050; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2015; 40; 30; SALES OF FIXED INSURANCE PRODUCTS; 5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PUBLIC NOTARY ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SERVICE PROVIDED TO CLIENTS, PROSPECTS, ETC; 6) NAME OF OTHER BUSINESS: ALDEN-HEBRON HIGH & MIDDLE SCHOOL, HEBRON, IL; INVESTMENT RELATED: NO; ADDRESS: 9604 ILLINOIS ST, HEBRON, IL 60034; NATURE OF BUSINESS: VOLLEYBALL SCOREKEEPING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: SCOREKEEPER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: KEEP TRACK OF SCORE, TIMEOUTS, SUBSTITUTIONS, & SUCH AS REQUIRED BY THE SCOREKEEPER'S BOOK; 7. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2026; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8. NAME OF OTHER BUSINESS: LCA, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: HOLD RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-23 |
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