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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-03 |
| CA | RA | APPROVED | 2008-06-23 |
Branch Locations
3331 San Felipe Rd, San Jose, CA 95135 • United States
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
2170 Tully Rd, San Jose, CA 95122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Jose | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | Present |
1) CENTENNIAL VENTURES LLC, INV RELATED, SUNNYVALE, CA, LAND INVESTMENT GROUP, OWNER, START DATE: 4/2008, 1 HOUR PER MONTH/0 HOURS DURING TRADING, NO DUTIES. 2) FOXFIELD VENTURES LLC, INV RELATED, FREMONT, CA, LAND INVESTMENT, OWNER, START DATE: 2/2008, 0 HOURS PER MONTH, DUTIES: NONE. 3) DUPLEX RENTAL PROPERTY, INVT RELATED, SUNNYVALE, CA, 100% OWNERSHIP, START DATE 5/23/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-20 |
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