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David Hancock Northrup

First Trust Advisors LP

Wheaton, IL

Dallas, TX

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-05
IL RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2017-07-05
  • IL RA
    APPROVED
    Since 2017-06-09

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc Dallas TX 08/2010 06/2017
First Trust Portfolios L.P. Wheaton IL 06/2017 Present
First Trust Advisors L.P. Wheaton IL 06/2017 Present
  • 08/2010 → 06/2017
    Neuberger Berman Llc
    Dallas, TX
  • 06/2017 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2017 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2008-06-27 → 2017-06-13
    Neuberger Berman Bd Llc
    New York, NY
    New York, NY
    Dallas, TX
    Dallas, TX
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-26
  • S66 Uniform Combined State Law Examination
    2008-06-26
Other Names
  • Dave Northrup

View on SEC IAPD

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MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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