Michael C Wakes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 09/2022
  J.P. Morgan Securities Llc
  Kansas City, MO
• 02/2016 → 09/2022
  Jpmorgan Chase Bank Na
  Kansas City, MO
• 02/2014 → 06/2020
  Burning Bush Church
  Victorville, CA
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lee's Summit, MO
• 11/2022 → Present
  Bank Of America, N.A.
  Lees Summit, MO

Other Businesses

I* 1011269 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Uber Technologies, Inc. Investment related: no Address of business: San Francisco, CA, 94103 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 04/01/2017 Number of hours devoted: 12 weekly Number of hours devoted during trading hours: 0 Duties: Rideshare Driver

Exams

• S66 Uniform Combined State Law Examination
  2022-12-14
• S63 Uniform Securities Agent State Law Examination
  2012-07-17

Other Names

• Michael Curtis Wakes
• Michael Wakes