Best Investors Account Sign in

Christopher Todd Williams

Empower Advisory Group, LLC

Greenwood Village, CO

Noblesville, IN

CRD 5303368

Claim This Profile
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-07-13
  • IN RA
    APPROVED
    Since 2016-07-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Noblesville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Westfield IN 11/2009 Present
Pnc Bank Westfield IN 11/2009 Present
Gwfs Equities, Inc. Indianapolis IN 09/2013 Present
  • 11/2009 → Present
    Pnc Investments
    Westfield, IN
  • 11/2009 → Present
    Pnc Bank
    Westfield, IN
  • 09/2013 → Present
    Gwfs Equities, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-13
S63 Uniform Securities Agent State Law Examination 2009-05-11
  • S65 Uniform Investment Adviser Law Examination
    2016-07-13
  • S63 Uniform Securities Agent State Law Examination
    2009-05-11
Other Names
  • Todd Williams

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Greenwood Village, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor