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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-06-10
  • MD RA
    APPROVED
    Since 2019-06-10

Branch Locations

Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vzn Group Wealth Management Mclean VA 06/2015 10/2016
Unemployed Baltimore MD 10/2016 03/2017
Ameriprise Financial Services, Inc. Severna Park MD 03/2017 05/2019
T Rowe Price Owings Mills MD 05/2019 Present
  • 06/2015 → 10/2016
    Vzn Group Wealth Management
    Mclean, VA
  • 10/2016 → 03/2017
    Unemployed
    Baltimore, MD
  • 03/2017 → 05/2019
    Ameriprise Financial Services, Inc.
    Severna Park, MD
  • 05/2019 → Present
    T Rowe Price
    Owings Mills, MD
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; Baltimore, MD 21229; Not Investment Related; Apr 2019. Rental property management, but managed by a property manager; 5 hours per year; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-27
S63 Uniform Securities Agent State Law Examination 2007-07-30
  • S65 Uniform Investment Adviser Law Examination
    2013-09-27
  • S63 Uniform Securities Agent State Law Examination
    2007-07-30
Designations
Other Names
  • Jeol R Zapf
  • Joel R Zapf
  • Joel Robert Zapf
  • Joel Zapf

View on SEC IAPD

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