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Craig Michael Jaffe

United Capital Financial Advisors

Boca Raton, FL

CRD 5303173

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Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-03-16
TX RA APPROVED 2014-01-02
FL RA APPROVED 2011-08-02
  • RI RA
    APPROVED
    Since 2021-03-16
  • TX RA
    APPROVED
    Since 2014-01-02
  • FL RA
    APPROVED
    Since 2011-08-02

Branch Locations

980 N Federal Hwy Ste 400, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities Inc San Diego CA 06/2011 02/2017
United Capital Financial Advisors, Llc Irving TN 06/2011 Present
  • 06/2011 → 02/2017
    Girard Securities Inc
    San Diego, CA
  • 06/2011 → Present
    United Capital Financial Advisors, Llc
    Irving, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-29
  • S66 Uniform Combined State Law Examination
    2007-05-29
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC

Nearby Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS

Nearby Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL

More in Boca Raton, FL

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