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Cathey Elaine Fisher

Thurston Springer Advisors

Indianapolis, IN

Tulsa, OK

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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-07-01
  • OK RA
    APPROVED
    Since 2024-07-01

Branch Locations

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

401 S. Boston Ave Suite 500, Tulsa, OK 74103 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
T. S. Phillips Investments Inc Oklahoma City OK 04/2012 06/2024
Thurston Springer Financial Indianapolis IN 06/2024 Present
  • 04/2012 → 06/2024
    T. S. Phillips Investments Inc
    Oklahoma City, OK
  • 06/2024 → Present
    Thurston Springer Financial
    Indianapolis, IN
Previous Registrations
  • 2023-01-11 → 2024-06-28
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
  • 2012-04-10 → 2023-01-04
    Phillips Capital Advisors, Inc.
    Tulsa, OK
    Oklahoma City, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
  • 2007-07-05 → 2012-04-05
    Edward Jones
    St Louis, MO
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-10
  • S66 Uniform Combined State Law Examination
    2007-05-10
Other Names
  • Cathey Fisher

View on SEC IAPD

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