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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-24 |
| WA | RA | APPROVED | 2021-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ing Direct Investing, Inc. | Seattle | WA | 07/2008 | 03/2017 |
| Morgan Stanley | Bellevue | WA | 03/2017 | 07/2017 |
| Morgan Stanley Smith Barney Llc | Bellevue | WA | 07/2017 | 07/2019 |
| Jpmorgan Chase Bank Na | Seattle | WA | 07/2019 | Present |
| Jpmorgan Securities Llc | Seattle | WA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-11 |
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