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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-06
DC RA APPROVED 2025-07-21
SC RA APPROVED 2025-07-09
CA RA APPROVED 2024-03-27
GA RA APPROVED 2024-02-01
FL RA APPROVED 2021-07-06
MI RA APPROVED 2021-05-11
AZ RA APPROVED 2021-02-02
MN RA APPROVED 2021-01-06
IL RA APPROVED 2020-05-13
IA RA APPROVED 2019-09-24
WI RA APPROVED 2017-04-10
  • NC RA
    APPROVED
    Since 2026-08-06
  • DC RA
    APPROVED
    Since 2025-07-21
  • SC RA
    APPROVED
    Since 2025-07-09
  • CA RA
    APPROVED
    Since 2024-03-27
  • GA RA
    APPROVED
    Since 2024-02-01
  • FL RA
    APPROVED
    Since 2021-07-06
  • MI RA
    APPROVED
    Since 2021-05-11
  • AZ RA
    APPROVED
    Since 2021-02-02
  • MN RA
    APPROVED
    Since 2021-01-06
  • IL RA
    APPROVED
    Since 2020-05-13
  • IA RA
    APPROVED
    Since 2019-09-24
  • WI RA
    APPROVED
    Since 2017-04-10

Branch Locations

8010 Excelsior Drive Suite 200, Madison, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Madison WI 12/2012 Present
Mml Investors Services, Llc Middleton WI 03/2017 Present
Guardian Life Insurance Co Of America Madison WI 04/2017 Present
Park Avenue Securities, Llc New York NY 04/2017 Present
  • 12/2012 → Present
    Metlife Securities Inc
    Madison, WI
  • 03/2017 → Present
    Mml Investors Services, Llc
    Middleton, WI
  • 04/2017 → Present
    Guardian Life Insurance Co Of America
    Madison, WI
  • 04/2017 → Present
    New York, NY
Other Businesses

1. Outside fixed insurance sales I may occasionally sell non-guardian insurance related products Start: 05/02/2017 Address: 8010 Excelsior Dr Suite 200 Madison WI 53717 1 bus hr per month Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
S63 Uniform Securities Agent State Law Examination 2007-03-31
  • S66 Uniform Combined State Law Examination
    2017-03-16
  • S63 Uniform Securities Agent State Law Examination
    2007-03-31
Designations
Other Names
  • Jason A Waugh
  • Jason Alexander Waugh

View on SEC IAPD

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