Richard Benjamin Komarek

Employer firm

Ric Komarek, Cfp CRD 152947

$30.0M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars
PENSION CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Ric Komarek, Cfp

2520 Goodwater Ave., Ste B, Redding, CA 96002 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-03-18

CA RA
APPROVED

Since 2010-03-18

Branch Locations

2520 Goodwater Ave., Ste B, Redding, CA 96002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard Benjamin Komarek	Redding	CA	03/2010	Present
Shasta College	Redding	CA	06/2015	Present
Richard Komarek	Redding	CA	02/2007	Present

03/2010 → Present

Richard Benjamin Komarek

Redding, CA
06/2015 → Present

Shasta College

Redding, CA
02/2007 → Present

Richard Komarek

Redding, CA

Previous Registrations

2015-10-07 → 2019-03-14

Retirement Lifestyles Advisory Group

Redding, CA
2007-04-17 → 2010-01-28

Highway Financial Networks

Redding, CA

Redding, CA

Other Businesses

Life and Health Insurance Agent NON INVESTMENT-RELATED 2520 Goodwater Ave. Ste. B AGENT 2/2007 Shasta College non-investment-related 11555 Old Oregon Trail, Redding, CA 96003 Class Instructor 6/2015 1/HRS/Mo. 10/HRS/MO. Insurance Services

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-22

S65 Uniform Investment Adviser Law Examination

2007-03-22

Designations

Certified Financial Planner

Other Names

Ric Komarek

View on SEC IAPD