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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-05 |
| NC | RA | APPROVED | 2010-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2007 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2007 | Present |
1) NAIFA North Carolina 15720 Brixham Hill Ave, # 300 Charlotte NC 28277, Board Member, 7/2014, attend meetings monthly virtually or in person and vote on decisions for NAIFA NC 2/HRS/MO 2) Outside Insurance 3) Taylor Financial of Rocky Mount, LLC 4020 Capital Drive Rocky Mount, NC 27804 50% Ownership, 10 Hrs Per Mn, No Comp. The LLC is used for business overhead expenses. 4) POA for Immediate Family Member (Spouse) 5) POA for Immediate Family Member (Mother) 6) POA for Immediate Family Member (Father) 7) POA and Executor of estate for Aunt. 8)Nash UNC Healthcare Foundation 2460 Curtis Ellis Dr. Rocky Mount, NC 27804, Foundation Board Member, 01/01/2024, 2hrs/mo;9) Trustee for Nephew.10). Taylor Financial of Rocky Mount LLC, DBA Taylor Financial Strategies Role: 50% ownership of LLC. The LLC is used for business overhead expenses (lease, phone, lights), Address: 4020 Capital Drive Rocky Mount, NC 27804 Start Date: 08/01/2016 Hours: 10 per month. Insurance/Investment related. 11) Bottoms Tire & Automotive Center Inc Role: Member of a Limited Liability Company; Officer (Pres., VP, Secretary, Treasurer), Co-Owner of LLC, absent owner. Day to Day operations will be run by General Manager. Address: 151 May Drive Rocky Mount NC 27804 Start Date: 7/6/2026 Hours: 10 per Mo. Not investment related. 12) Salt Marsh Investments, LLC, Member of a Limited Liability Company, 50% ownership, Review company financial information and records, approve major financial decisions, File required tax returns, Pay taxes and business obligations, Maintain business licenses and permits. Address: 3199 Ridge Road, Spring Hope NC 27882 Start Date: 7/6/2026: 5 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-29 |
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