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1241 John Q Hammons Dr Suite 302, Madison, WI 53717 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
1241 John Q Hammons Dr Suite 302, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Middleton | WI | 06/2007 | 10/2019 |
| Securities America, Inc. | Middleton | WI | 10/2019 | 11/2022 |
| Arbor Point Advisors | Middleton | WI | 10/2019 | 11/2022 |
| Kestra Investment Services, Llc | Madison | WI | 11/2022 | 12/2023 |
| Goldstein Advisors Llc | Madison | WI | 10/2022 | Present |
***UWHEALTH - MASTERS SWIM COACH POSITION: Masters Swim Coach NATURE: Health/Fitness INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 621 Science Dr., Madison WI 53711 DESCRIPTION: I coach a Masters Swim Class ***THE GAUSEWITZ FAMILY, LLC POSITION: 1% Owner NATURE: An LLC that owns farmland INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 2483 Westbrook SE, Magnolia OH 44643 DESCRIPTION: I have no duties or obligations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-13 |
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