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Kia Noble Streater

Wells Fargo Clearing Services, LLC

High Point, NC

Pinehurst, NC

CRD 5301712

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-21
NC RA APPROVED 2013-01-31
  • TX RA
    APPROVED_RES
    Since 2013-11-21
  • NC RA
    APPROVED
    Since 2013-01-31

Branch Locations

1725 N Main St, High Point, NC 27262 • United States

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors High Point ND 01/2013 11/2016
Wells Fargo Clearing Services, Llc High Point ND 11/2016 Present
Previous Registrations
  • 2009-04-07 → 2013-03-27
    Triad Financial Advisors, Inc.
    Greensboro, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-03
  • S66 Uniform Combined State Law Examination
    2009-03-03
Other Names
  • Kia Nicole Noble
  • Kia Nicole Streater

View on SEC IAPD

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Nearby Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · High Point, NC

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