Lauren Sandra Thomas

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 02/2007 → Present
  Thomas Financial Group
  Tampa, FL

Other Businesses

(1) SYNOVUS BANK OF FLORIDA ADVISORY BOARD; SYNOVUS.COM; 10/19/2017; ADVISORY BOARD MEMBER; BUSINESS DEVELOPMENT, RAISING COMMUNITY AWARENESS; INVESTMENT RELATED; 3 HOURS/MONTH, 3 HOURS/MONTH DURING BUSINESS HOURS; $500 PER MEETING. (2) COMPTON, FINANCIAL, LLC; 5550 W EXECUTIVE DR #500, TAMPA, FL 33609; INVEST RELATED; VARIABLE LIFE COMMISSIONS WILL BE PAID TO THE LLC; 200 HOURS/MONTH, 200 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (3) M FINANCIAL INVESTMENT ADVISOR BOARD; 1125 Couch Street, Suite 900, Portland OR 97209; Advisory Board; Not Investment Related; Board Member; Selecting and monitoring sub-advisors, creating investment guidelines for the funds, discussing strategic direction, and reviewing and discussing portfolio compliance; 08/2019; 1 hour per month; 1 hour per month during trading hours. (4) M FINANCIAL WEALTH SOLUTIONS ADVISORY COMMITTEE; 125 Couch Street, Suite 900, Portland OR 97209; Advisory Committee; Not Investment Related; Committee Member; Provide the Wealth Solutions management team with insight and guidance in setting the strategic direction of Wealth Solutions; 01/2021; 1 hour per month; 1 hour per month during trading hours. (5) M FINANCIAL BOARD OF DIRECTORS; 1125 Couch Street, Suite 900, Portland OR 97209; Board of Directors; Not Investment Related; Board Member; Represent the interest of the member firms, provide guidance to the CEO and Executive Team; 07/2023; 6 hours per month; 6 hours per month during trading hours. (6) THE SPRING OF TAMPA BAY; PO Box 5147, Tampa FL 33675; Non-Profit; Not Investment Related; Board Member; Provide guidance and advice to the CEO and Executive team as well as review financials; 05/2023; 3 hours per month; 3 hours per month during trading hours. (7) UNIVERSITY OF TAMPA FINANCIAL AMBASSADORS' COUNCIL; 401 W. Kennedy Blvd., Tampa FL 33606; Advisory council; Not Investment Related; Council Member; Increase awareness of estate planning options for the University of Tampa; 01/2023; 1 hour per month; 1 hour per month during trading hours. (8) TAMPA PREP; 727 W. Cass St., Tampa FL 33606; Board of Trustees; Not investment related; Board Member; Board oversees the management of the school and upholds its governance policies and practices; 08/01/2024; 3 hrs/ month; 3 hrs/month during trading hours. (9) YPO FLORIDA; 4908 W Nassau St, Tampa FL 33606; Leadership & networking organization; Not Investment Related; Communications Co-Chair; Oversee communication strategies and initiatives; 09/03/2024; 4 hr/mo; 1 hr/mo during trading hours. (10) Thomas Financial Group; 5550 W. Executive Drive, Suite 500, Tampa, FL 33609; M Financial Group - Member Firm Principal / Owner; Investment related; CEO; CEO duties, sales and management of VUL book of business; 5/3/2004; 180 ho/mo; 180 ho/mo during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-03-27

Designations

• Certified Financial Planner