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Inactive

Min Joseph Song

Falcon Wealth Planning, Inc.

Ontario, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-16
TX RA APPROVED_RES 2018-03-19
  • CA RA
    APPROVED
    Since 2025-12-16
  • TX RA
    APPROVED_RES
    Since 2018-03-19

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc Rancho Cucamongo CA 05/2008 08/2017
Falcon Wealth Planning Ontario CA 09/2017 Present
Falcon Wealth Planning, Inc. Ontario CA 09/2017 Present
  • 05/2008 → 08/2017
    Td Ameritrade Inc
    Rancho Cucamongo, CA
  • 09/2017 → Present
    Falcon Wealth Planning
    Ontario, CA
  • 09/2017 → Present
    Falcon Wealth Planning, Inc.
    Ontario, CA
Previous Registrations
  • 2008-05-28 → 2017-08-23
    Td Ameritrade, Inc.
    Upland, CA
  • 2008-05-28 → 2017-08-23
    Td Ameritrade Investment Management, Llc
    Rancho Cucamonga, CA
  • 2007-05-18 → 2008-04-02
    Ubs Financial Services Inc.
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-17
  • S66 Uniform Combined State Law Examination
    2007-05-17
Designations
Other Names
  • Joseph Song

View on SEC IAPD

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Other Investors

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Aaron Blackfelner
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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ONTARIO, CA
TRINITY FINANCIAL PARTNERS · ONTARIO, CA
OSAIC WEALTH, INC. · ONTARIO, CA
WELLS FARGO CLEARING SERVICES, LLC · ONTARIO, CA
NEWEDGE ADVISORS · Ontario, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
U.S. BANCORP ADVISORS, LLC · Rancho Cucamonga, CA
LPL FINANCIAL LLC · ONTARIO, CA

More in Ontario, CA

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