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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 09/2010 | 06/2017 |
| Webster Bank | Greenwich | CT | 06/2017 | Present |
| Lpl Financial Llc | Greenwich | CT | 05/2019 | Present |
1)05/20/2019 - Webster Investments - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)05/20/2019 - Webster Bank - Financial Institution Duty - inv rel - at reported business location(s) - start: 06/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-10 |
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