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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-20 |
Branch Locations
185 Asylum St 25Th Floor, Hartford, CT 06103 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Idb Capital Corp. | Brooklyn | NY | 01/2020 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 10/2017 | 01/2020 |
| Sanford C. Bernstein & Co., Llc | New York | NY | 01/2008 | 09/2017 |
| Wealth Enhancement Group | Hartford | CT | 10/2025 | Present |
| Wealth Enhancement Advisory Services | Hartford | CT | 10/2025 | Present |
| Wealth Enhancement Brokerage Services | Hartford | CT | 10/2025 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 10/2017 | 01/2020 |
| Allianceberstein L.P. | New York | NY | 10/2014 | 10/2017 |
| Clarendon Private Llc | Yorktown Heights | NY | 06/2024 | 09/2025 |
1. HOFSTRA UNIVERSITY GALA BOARD - NON-INVESTMENT RELATED - STAMFORD, CT - BOARD MEMBER - 1 HOUR SPENT PER MONTH WITH 0 HOURS DURING TRADING - STARTED 01/2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-21 |
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