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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-08-01
TX RA APPROVED 2018-08-01
  • OK RA
    APPROVED
    Since 2018-08-01
  • TX RA
    APPROVED
    Since 2018-08-01

Branch Locations

501 E. 15Th, Suite 200-B, Edmond, OK 73013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc Edmund OK 05/2015 11/2017
Guardian Life Insurance Company Edmund OK 05/2015 11/2017
Guardian Life Insurance Oklahoma City OK 11/2017 08/2018
Park Avenue Securities Oklahoma City OK 11/2017 08/2018
Cambridge Investment Research, Inc. Fairfield IA 08/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2018 Present
  • 05/2015 → 11/2017
    Edmund, OK
  • 05/2015 → 11/2017
    Guardian Life Insurance Company
    Edmund, OK
  • 11/2017 → 08/2018
    Guardian Life Insurance
    Oklahoma City, OK
  • 11/2017 → 08/2018
    Park Avenue Securities
    Oklahoma City, OK
  • 08/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2018 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. 08/01/18. 2. LEUKEMIA & LYMPHOMA SOCIETY, 500 N BROADWAY AVE #250, OKLAHOMA CITY, OK, 03/2020.NON-PROFIT FUND-RAISING CAMPAIGN, TEAM MEMBER, ASSIST IN FUND RAISERS. NIR-5/WK-0/TRADING. 3. OKLAHOMA COUNTY MEDICAL SOCIETY, 313 NE 50TH STREET, STE 2, OKLAHOMA CITY,OK, BOARD MEMBER, 11/18/20, NIR, 5 HR/YR, 5/TRADING 4. M ADVISOR, 11212 N MAYA AVE, STE 104, OKLAHOMA CITY, OK, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/07, INV REL, MEMBER, 25 HR/WK- 25/TRADING HR. 5. MIDWEST PRIVATE CLIENT GROUP, 501 E. 15th Street, Suite 200-B, Edmond OK 73013, United States, 05/14/2024, Owner, Insurance/Benefits/Human Resources, NIR, 0 HR/MO- 0/TRADING HR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-14
S63 Uniform Securities Agent State Law Examination 2007-09-28
  • S65 Uniform Investment Adviser Law Examination
    2015-10-14
  • S63 Uniform Securities Agent State Law Examination
    2007-09-28
Designations
Other Names
  • Paul Eric Morton
  • Paul E Morton

View on SEC IAPD

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