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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-01-13
  • NJ RA
    APPROVED
    Since 2014-01-13

Branch Locations

5 Becker Farm Road Suite 140, Roseland, NJ 07068 • United States

Boonton Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Roseland NJ 12/2013 Present
Tiaa-Cref Individual & Institutional Services, Llc Roseland NJ 12/2013 Present
Previous Registrations
  • 2012-03-21 → 2013-12-03
    Td Ameritrade, Inc.
    West Marlton, NJ
    Marlton, NJ
  • 2012-03-21 → 2013-12-03
    Td Ameritrade Investment Management, Llc
    West Marlton, NJ
    Marlton, NJ
  • 2012-02-03 → 2012-03-23
    Msi Financial Services, Inc.
    Somerset, NJ
    Marlton, NJ
Other Businesses

CASELLA HOLDINGS LLC POSITION: Partial owner NATURE: It is a Bodyshop for cars/trucks and other vehicles. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2021 ADDRESS: Home Address, BOONTON TOWNSHIP NJ 07005, United States DESCRIPTION: Casella Holdings LLC will own a percentage of a Maaco Body Shop.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-20
S63 Uniform Securities Agent State Law Examination 2010-06-07
  • S66 Uniform Combined State Law Examination
    2011-12-20
  • S63 Uniform Securities Agent State Law Examination
    2010-06-07
Other Names
  • Kyle S Casella

View on SEC IAPD

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