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John Michael Diehl

The Prudent Planner, LLC

Salt Lake City, UT

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Current Employers
The Prudent Planner, Llc

333 Pierpont Avenue Suite 4, Salt Lake City, UT 84101-1712 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-12-01
  • UT RA
    APPROVED
    Since 2016-12-01

Branch Locations

333 Pierpont Avenue Suite 4, Salt Lake City, UT 84101-1712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudent Planner, Llc Farmington UT 01/2016 Present
Utah Department Of Financial Institutions Salt Lake City UT 06/2018 Present
  • 01/2016 → Present
    The Prudent Planner, Llc
    Farmington, UT
  • 06/2018 → Present
    Utah Department Of Financial Institutions
    Salt Lake City, UT
Previous Registrations
  • 2011-05-17 → 2015-08-21
    Strategic Advisers Llc
    Salt Lake City, UT
  • 2010-02-16 → 2011-04-12
    Usaa Financial Planning Services
    San Antonio, TX
  • 2008-01-04 → 2009-03-26
    Banc Of America Investment Services, Inc.
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-03
S63 Uniform Securities Agent State Law Examination 2000-03-27
  • S65 Uniform Investment Adviser Law Examination
    2008-01-03
  • S63 Uniform Securities Agent State Law Examination
    2000-03-27
Other Names
  • John M. Diehl

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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