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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| FL | RA | APPROVED | 2020-02-14 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
180 Library Blvd Suite 102, Ponte Vedra Beach, FL 32082 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ponte Vedra Beach, | FL | 02/2007 | 08/2019 |
| Bank Of America, N.A. | Ponte Vedra Beach | FL | 07/2011 | Present |
| Kestra Investment Services | Ponte Vedra Beach | FL | 11/2019 | Present |
| Kestra Private Wealth Services | Ponte Vedra Beach | FL | 11/2019 | Present |
Business Name: Rivergrass Wealth Management Investment Related: Yes Address: 238 Ponte Vedra Park Drive, Suite 103 Ponte Vedra Beach FL 32082 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: registered rep Start Date: 11/15/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: advise in investing for clientsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative. Start Date: 11/15/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: investing for clientsBusiness Name: Airbnb Investment Related: No Address: 18 Ponte Vedra Circle PONTE VEDRA BEACH FL 32082 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 6/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: responding to airbnb messages and cleaning property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-12 |
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