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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
FL RA APPROVED 2020-02-14
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • FL RA
    APPROVED
    Since 2020-02-14

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

180 Library Blvd Suite 102, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ponte Vedra Beach, FL 02/2007 08/2019
Bank Of America, N.A. Ponte Vedra Beach FL 07/2011 Present
Kestra Investment Services Ponte Vedra Beach FL 11/2019 Present
Kestra Private Wealth Services Ponte Vedra Beach FL 11/2019 Present
  • 02/2007 → 08/2019
    Ponte Vedra Beach,, FL
  • 07/2011 → Present
    Bank Of America, N.A.
    Ponte Vedra Beach, FL
  • 11/2019 → Present
    Kestra Investment Services
    Ponte Vedra Beach, FL
  • 11/2019 → Present
    Kestra Private Wealth Services
    Ponte Vedra Beach, FL
Previous Registrations
Other Businesses

Business Name: Rivergrass Wealth Management Investment Related: Yes Address: 238 Ponte Vedra Park Drive, Suite 103 Ponte Vedra Beach FL 32082 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: registered rep Start Date: 11/15/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: advise in investing for clientsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative. Start Date: 11/15/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: investing for clientsBusiness Name: Airbnb Investment Related: No Address: 18 Ponte Vedra Circle PONTE VEDRA BEACH FL 32082 Nature of Business: Real Estate Position, Title or Relationship: owner Start Date: 6/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: responding to airbnb messages and cleaning property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-12
  • S66 Uniform Combined State Law Examination
    2007-07-12
Other Names
  • Thomas F Jenkins
  • T.F. M Jenkins
  • Tf M Jenkins

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