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Stephanie Rae Gallegos

Commonwealth Financial Network

Braintree, MA

Quincy, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-06-25
  • MA RA
    APPROVED
    Since 2018-06-25

Branch Locations

10 Forbes Rd Suite #440 West, Braintree, MA 02184 • United States

Quincy, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Quincy MA 07/2016 12/2016
Samuel Financial Dedham MA 12/2016 Present
Commonwealth Financial Network Waltham MA 05/2018 Present
  • 07/2016 → 12/2016
    Unemployed
    Quincy, MA
  • 12/2016 → Present
    Samuel Financial
    Dedham, MA
  • 05/2018 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2013-08-26 → 2016-06-30
    Commonwealth Financial Network
    Burlington, MA
    Burlington, MA
  • 2010-09-28 → 2013-08-21
    Kestra Investment Services, Llc
    Norwell, MA
  • 2005-06-30 → 2010-02-12
    The Bostonian Group
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-01
S63 Uniform Securities Agent State Law Examination 2000-06-12
  • S66 Uniform Combined State Law Examination
    2005-02-01
  • S63 Uniform Securities Agent State Law Examination
    2000-06-12
Other Names
  • Stephanie Rae Gallegos
  • Stephanie Rae Gallegos
  • Stephanie Rae Schueller

View on SEC IAPD

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ADAM J DANI
ALEXANDER GREGORY WEISS
ROBERT CHRISTOPHER NAPOLITANO
ANNE NICOLE GOUTHRO
THOMAS HASTINGS FLETCHER
JOHN PAUL NAPOLITANO
Kate Elisabeth Chilson

Other Offices

NAPIER FINANCIAL · BRAINTREE, MA
MG FINANCIAL LLC · BRAINTREE, MA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BRAINTREE, MA
GREAT VALLEY ADVISOR GROUP, LLC · BRAINTREE, MA
VOYA RETIREMENT ADVISORS, LLC · Braintree, MA
GREAT VALLEY ADVISOR GROUP, LLC · Braintree, MA
PEDDOCK CAPITAL ADVISORS, LLC · BRAINTREE, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRAINTREE, MA

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