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Natalie Marie Sutcliffe

Raymond James & Associates, Inc.

Westlake, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-04
TX RA APPROVED 2026-08-04
  • OH RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Advisers Brooklyn OH 01/2014 07/2021
Civista Bank Norwalk OH 07/2021 02/2023
Key Bank Avon OH 02/2023 08/2023
Ubs Financial Services Inc. Pepper Pike OH 08/2023 05/2024
Wells Fargo Clearing Services, Llc Westlake OH 05/2024 08/2026
Raymond James & Associates, Inc. Westlake OH 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-29
S65 Uniform Investment Adviser Law Examination 2011-10-31
  • S63 Uniform Securities Agent State Law Examination
    2024-03-29
  • S65 Uniform Investment Adviser Law Examination
    2011-10-31
Other Names
  • Natalie M Sutcliffe
  • Natalie Sutcliffe

View on SEC IAPD

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Other Investors

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KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH
INDEPENDENT FINANCIAL GROUP, LLC · Westlake, OH

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