Brian Andrew Broaddus

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2009-01-30

NM RA
APPROVED

Since 2009-01-30

Branch Locations

8220 San Pedro Ne Ste 505, Albuquerque, NM 87113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ben Miller	Albuquerque	NM	02/2007	07/2018
Northwestern Mutual Investment Services, Llc	Albuquerque	NM	05/2007	Present
Bradley Justice	Albuquerque	NM	11/2014	Present
David Bernard	Albuquerque	NM	11/2014	07/2023
Northwestern Mutual Wealth Management Company	Milwaukee	WI	12/2014	Present

02/2007 → 07/2018

Ben Miller

Albuquerque, NM
05/2007 → Present

Northwestern Mutual Investment Services, Llc

Albuquerque, NM
11/2014 → Present

Bradley Justice

Albuquerque, NM
11/2014 → 07/2023

David Bernard

Albuquerque, NM
12/2014 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

BOOK KEEPER FOR AN NM FR, DUTIES INCLUDE STATEMENT RECONCILLIATION AND ISSUING CHECKS AND CHECKING ACCURACY OF BALANCE SHEETS. PAID POSITION, FINANCE RELATED. START DATE 4/1/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-17

S66 Uniform Combined State Law Examination

2007-12-17

View on SEC IAPD

Current Employers

Northwestern Mutual Investment Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews