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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-18 |
| AZ | RA | APPROVED | 2025-06-24 |
Branch Locations
2432 W Peoria Ave Ste 1170, Phoenix, AZ 85029 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Factor Admin | Phoenix | AZ | 09/2009 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | 06/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 06/2025 |
| Lpl Financial Llc | Phoenix | AZ | 06/2025 | Present |
1- 05/2025 / Factor Admin LLC / Owner / Investment Related / Investment Related / Phoenix, AZ / 60 hrs mth / 60 hrs during trading / Start date: 01/01/2010
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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