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Brett Jason Walter

Prospera Financial Services, Inc.

Hurst, TX

Dallas, TX

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-20
  • TX RA
    APPROVED
    Since 2015-04-20

Branch Locations

1845 Precinct Line Rd Suite 101, Hurst, TX 76054 • United States

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 04/2015 Present
  • 04/2015 → Present
    Prospera Financial Services
    Dallas, TX
Previous Registrations
  • 2012-10-01 → 2015-04-29
    J.P. Morgan Securities Llc
    Saginaw, TX
    Fort Worth, TX
    Ft. Worth, TX
    Fort Worth, TX
    Fort Worth, TX
  • 2010-09-02 → 2012-10-01
    Chase Investment Services Corp.
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Ft. Worth, TX
    Fort Worth, TX
    Saginaw, TX
  • 2007-07-11 → 2010-06-30
    Edward Jones
    St Louis, MO
    Bedford, TX
Other Businesses

Provident Strategies Group; Investment Related - Yes; 1845 Precinct Line Rd Hurst TX 76054; DBA; Vice President; Advisor; 04/2015; 160 Hours per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2007-07-09

View on SEC IAPD

Other Firms

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FIRST WESTERN SECURITIES, INC.
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LEO FUNDS AMERICAS, LLC
LEO WEALTH AMERICAS, LLC
LEO WEALTH, LLC
LPL FINANCIAL LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

GARY WENDELL HIBBETT
ROBERT JEFFREY TAYLOR
JERALD RICHARD COOPERMAN
Santosh Terala
JAMES P DONAHUE
DAVID CRAIG SANDERS
CHARLA KAE MC INTYRE FIELDS
ROBERT THOMAS OBRIEN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HURST, TX
FIRST WESTERN SECURITIES, INC. · HURST, TX
FIRST WESTERN SECURITIES, INC. · HURST, TX
EDWARD JONES · HURST, TX
LEO FUNDS AMERICAS, LLC · HURST, TX
LEO WEALTH AMERICAS, LLC · HURST, TX
LEO WEALTH, LLC · HURST, TX
LPL FINANCIAL LLC · HURST, TX

More in Hurst, TX

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