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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-28 |
| TN | RA | APPROVED | 2015-12-21 |
Branch Locations
1020 William Blount Drive, Maryville, TN 37801 • United States
346 Commercial Street, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Maryville | TN | 09/2011 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 12/2015 | Present |
1. 01/19/2016 * Flagship Harbor Advisors, LLC * Registered Investment Advisor * (Hybrid) Flagship Harbor Advisors, LLC * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/21/2015 * 160 HRS/MO DURING SECS TRDG HRS. 2. 02/10/2016 - Kefauver Financial Planning & Wealth Management - INV REL - 1020 William Blount Drive Maryville, TN 37801 - DBA for LPL Business (entity for LPL business) - START 02/15/2016 - 160 HOURS PER MONTH, 140 DURING TRADING - Are all IARs associated with your RIA also securities-registered with LPL Financial/ 3. 4/7/2021 - Accu-Tax of Maryville/Alcoa - Not Investment Related - 312 S Calderwood St. Alcoa, TN 37701 - Outside/W-2 Employment - Start Date: 7/1/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Tax preparation services (No securities related business). 4. 05/16/2023 - innacle, Backnine Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/21/2015 - 10 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-25 |
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