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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-28
TN RA APPROVED 2015-12-21
  • TX RA
    APPROVED_RES
    Since 2016-03-28
  • TN RA
    APPROVED
    Since 2015-12-21

Branch Locations

1020 William Blount Drive, Maryville, TN 37801 • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Maryville TN 09/2011 Present
Flagship Harbor Advisors, Llc Boston MA 12/2015 Present
Previous Registrations
  • 2009-02-26 → 2011-09-07
    J.J.B. Hilliard, W.L. Lyons, Llc
    Knoxville, TN
  • 2007-06-20 → 2009-01-31
    St Louis, MO
    Knoxville, TN
    Knoxville, TN
    Knoxville, TN
Other Businesses

1. 01/19/2016 * Flagship Harbor Advisors, LLC * Registered Investment Advisor * (Hybrid) Flagship Harbor Advisors, LLC * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/21/2015 * 160 HRS/MO DURING SECS TRDG HRS. 2. 02/10/2016 - Kefauver Financial Planning & Wealth Management - INV REL - 1020 William Blount Drive Maryville, TN 37801 - DBA for LPL Business (entity for LPL business) - START 02/15/2016 - 160 HOURS PER MONTH, 140 DURING TRADING - Are all IARs associated with your RIA also securities-registered with LPL Financial/ 3. 4/7/2021 - Accu-Tax of Maryville/Alcoa - Not Investment Related - 312 S Calderwood St. Alcoa, TN 37701 - Outside/W-2 Employment - Start Date: 7/1/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Tax preparation services (No securities related business). 4. 05/16/2023 - innacle, Backnine Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/21/2015 - 10 Hours Per Month/10 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-25
  • S66 Uniform Combined State Law Examination
    2007-04-25
Other Names
  • Rusty Kefauver
  • Russell Kefauver
  • Lester Kefauver
  • Lester Kefauver Iv
  • Russ Kefauver
  • Russ Kefauver

View on SEC IAPD

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