Kenneth M. Pumphrey

Current Employers

Employment History

• 02/2007 → 01/2019
  Northwestern Mutual Investment Services Llc
  Baltimore, MD
• 12/2013 → 01/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 05/2017 → 06/2023
  John Horrigan
  Columbia, MD
• 06/2014 → 04/2017
  Scott Iodice
  Baltimore, MD
• 01/2019 → Present
  Lpl Financial
  Severna Park, MD
• 08/2023 → Present
  Integrated Wealth Concepts
  Severna Park, MD

Other Businesses

1. 08/17/2023 - Phronesis Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/11/2023 - 160 Hours Per Month/ 160 Hours During Trading 2. 08/18/2023 - Integrated Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/11/2023 - 2 Hours Per Month/ 2 Hours During Trading 3. 08/18/2023 - Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/11/2023 - 5 Hours Per Month/ 5 Hours During Trading 4. 11/13/2023 - Other - Baseball Coach - Assistant Coach - Not Investment Related - 8080 New Cut Rd. Severn, MD 21144 - Start Date 03/01/2022 - 15 Hours Per Month/ During Trading 5. 11/13/2023 - Other - Baseball Coach - Assistant Coach - Not Investment Related - Tournament Sites in MD, NC, VA - Start Date 09/01/2022 - 20 Hours Per Month/ During Trading 6. 12/04/2023 - Pumphrey Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 06/01/2023 - 10 Hours Per Month/ During Trading 7. 07/23/2024 - INTEGRATED FINANCIAL PARTNERS - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 6/21/2024 - 80 Hrs/Mo During Trading. 8. 07/23/2024 - INTEGRATED PARTNERS - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 6/21/2024 - 1 Hr/Mo During Trading. 9. 07/23/2024 - Phronesis Wealth Management - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 6/21/2024 - 80 Hrs/Mo During Trading. 10. 07/23/2024 - Integrated Wealth Concepts, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 6/21/2024 - 80 Hrs/Mo During Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2024-02-16
• S63 Uniform Securities Agent State Law Examination
  2009-04-30