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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-10-09 |
| PA | RA | APPROVED | 2019-10-04 |
Branch Locations
1286 N 9Th St, Stroudsburg, PA 18360 • United States
445 Coal Street, Lehighton, PA 18235 • United States
One Bethlehem Plaza, Suite 902, Bethlehem, PA 18018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frailey Insurance And Financial Services | Stroudsburg | PA | 05/2011 | 05/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2019 | Present |
| Vicus Capital, Inc. | State College | PA | 10/2019 | Present |
| Frm Financial Group | Stroudsburg | PA | 06/2020 | 12/2020 |
| Frm Financial Group | Stroudsburg | PA | 01/2021 | Present |
(1) NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INV ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INV ADVISORY REPRESENTATIVE START DATE: 10/2019 APX # OF HRS PER WEEK: 40 APX # OF HRS DUR TRADING HRS: 32.5 BRIEF DESCRIPTION OF DUTIES: INV ADVISORY REPRESENTATIVE (2) NAME OF OTHER BUSINESS: FIXED INS WITH VARIOUS CO INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2019 APX # OF HRS PER WEEK: VARIES APX # OF HRS DUR TRADING HRS: VARIES POSITION/TITLE/RELATIONSHIP: INS AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (3) NAME OF OTHER BUSINESS: BUS NETWORK INT'L (BNI); INVESTMENT RELATED: NO; ADDRESS: 700 COMMERCE DRIVE STROUDSBURG PA 18360; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 3/2020; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; BRIEF DESCRIPTION OF DUTIES: BUSINESS AND REFERRAL NETWORKING; (4) NAME OF OTHER BUSINESS: LOPATCONG TOWNSHIP ENVIRONMENTAL COMMISSION INVESTMENT RELATED: NO ADDRESS: 232 S THIRD STREET PHILLIPSBURG, NJ 08865 NATURE OF BUSINESS: ENVIRONMENTAL START DATE: 06/2016 POSITION/TITLE/RELATIONSHIP: COMM MEMBER APX # OF HRS PER WEEK: 1 APX # OF HRS DUR TRADING HRS: 1 BRIEF DESCRIPTION OF DUTIES: COMM MEMBER (5) NAME OF OTHER BUSINESS: FRM FINANCIAL GROUP, LLC, INVESTMENT RELATED: ADDRESS: SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/SECRETARY, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, DBA FOR FINANCIAL SERVICES; (6) WARREN COUNTY COMMUNITY COLLEGE, INVESTMENT RELATED: NO, ADDRESS: 475 RTE 57 WASHINGTON, NJ 07882, EDUCATION, START DATE: 01/2024, POSITION/TITLE/RELATIONSHIP: CHAIR - BOARD OF TRUSTEES, APX 2 HOUR PER WEEK, NONE DURING TRADING HRS, OVERSIGHT OF COMMUNITY COLLEGE. (7) NAME OF OTHER BUSINESS: WARREN COUNTY REPUBLICAN COMM INVESTMENT RELATED: NO ADDRESS: 165 COUNTY RD 519 S WHITE TOWNSHIP NJ 07823 NATURE OF BUSINESS: POLITICAL START DATE: 05/2015 POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER APX # OF HRS PER WEEK: 1 APX # OF HRS DUR TRADING HRS: MINIMAL BRIEF DESCRIPTION OF DUTIES: COMMITTEE MEMBER (8) NAME OF OTHER BUSINESS: POSHMARK INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: CLOTHING RESELLER START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: RESELLER APX # OF HRS PER WEEK: 1 APX # OF HRS DUR TRADING HRS:1 BRIEF DESCRIPTION OF DUTIES: ONLINE CLOTHING RESELLER';
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-10 |
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