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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
4505 Pine Tree Circle Suite 101, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vision Financial Group | Birmingham | AL | 10/2012 | Present |
| Concourse Financial Group Securities Inc | Birmingham | AL | 01/2013 | 02/2025 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 03/2021 | 02/2025 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 11/2022 | 02/2025 |
| Cetera Wealth Services, Llc | Birmingham | AL | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1)VISION FINANCIAL GROUP; Investment Related; 4505 Pine Tree Circle, Ste 101, Birmingham, AL 35243; Financial Services; Administrative Support; Start Date 10/2012; 80 hours per month with most hours per month occurring during trading hours; Administrative duties to include reception, business accounting, accounts payable, and client and rep services. 2)NAME OF OTHER BUSINESS: NOTARY PUBLIC ALABAMA STATE AT LARGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY START DATE: 5/28/2026 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: TO PROVIDE CLIENTS NOTARY SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
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