Thomas Gilbert Walsh

Current Employers

Employment History

• 02/2007 → Present
  Lpl Financial Llc
  Dekalb, IL
• 06/2009 → 12/2016
  Walsh & Associates
  Dekalb, IL
• 01/2017 → Present
  Walsh & Associates, Llc
  Dekalb, IL

Other Businesses

(1) 1/25/2017 - Walsh & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/15/2013 - 20 Hours Per Month During Securities Trading. (2) 1/30/2017 - Walsh & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/17/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Walsh & Associates, an independent investment advisor firm. I started this business activity in 1/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 2/12/2018 - Walsh Family Holdings 1 - Not Investment Related - 1325 Sycamore Rd, DeKalb IL 60115 & 2350 Fruitville Rd Sarasota FL 34237 - Real Estate Rental - 2 Hours Per Month During Securities Trading - Rental Property - OSJ has second floor, first floor rented to other tenants.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-21