David K Lee

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Burbank, CA
• 11/2010 → Present
  Jpmorgan Chase Bank, N.A.
  Burbank, CA

Previous Registrations

• 2010-12-07 → 2012-10-01
  Chase Investment Services Corp.
  Glendale, CA
  Glendale, CA
  Hollywood, CA
• 2007-05-16 → 2010-12-06
  Ameriprise Financial Services, Llc
  Glendale, CA
  Los Angeles, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/29/2015 ADDRESS: 1339 Glendale CA DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1

Exams

• S66 Uniform Combined State Law Examination
  2007-05-15

Other Names

• David Kwang Yup Lee