David Lowell Secrist

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-19
VA	RA	APPROVED	2007-04-18

TX RA
APPROVED_RES

Since 2013-03-19
VA RA
APPROVED

Since 2007-04-18

Branch Locations

1920 Medical Ave, Ste M, Harrisonburg, VA 22801-8016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Harrisonburg	VA	03/2007	Present

03/2007 → Present

Lpl Financial, Llc

Harrisonburg, VA

Other Businesses

1. 3/25/2008 - ACT IN A FIDUCIARY CAPACITY - MARY FARR SECRIST, MOTHER - TIME SPENT 1%. 2. 3/25/2008 - ACT IN A FIDUCIARY CAPACITY - PEGGY & PATRICK MOROCCO, SISTER AND BROTHER IN LAW. - TIME SPENT 1%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-17

S66 Uniform Combined State Law Examination

2007-04-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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