Inactive

Kevin J Nester

Nbt Capital Management, Inc.

Peoria Heights, IL

Claim This Profile

Current Employers

Nbt Capital Management, Inc.

52 South Broad Street, Norwich, NY 13815 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-02-28

IL RA
APPROVED

Since 2024-02-28

Branch Locations

4541 North Prospect Road, Suite 201, Peoria Heights, IL 61616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alliance Benefit Group	Peoria	IL	06/2015	04/2020
Nbt Capital Management Inc.	Johnson City	NY	04/2020	Present

06/2015 → 04/2020

Alliance Benefit Group

Peoria, IL
04/2020 → Present

Nbt Capital Management Inc.

Johnson City, NY

Previous Registrations

2020-04-09 → 2022-03-24

Nbt Capital Management, Inc.

Peoria, IL
2015-07-02 → 2020-04-02

Abg Retirement Plan Investment Services

Peoria, IL
2015-07-02 → 2017-12-31

Abg Retirement Plan Investment Services

Peoria, IL
2013-11-15 → 2014-10-15

Lpl Financial Llc

Peoria, IL
2013-03-19 → 2013-11-21

Wells Fargo Clearing Services, Llc

Peoria, IL
2012-10-01 → 2013-03-28

J.P. Morgan Securities Llc

Peoria, IL
2009-04-06 → 2012-10-01

Chase Investment Services Corp.

Peoria, IL

Peoria, IL
2007-04-24 → 2009-04-13

Citigroup Global Markets Inc.

Peoria, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-17

S66 Uniform Combined State Law Examination

2007-04-17

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED

CETERA INVESTMENT ADVISERS LLC

RAYMOND JAMES & ASSOCIATES, INC.

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

OSAIC WEALTH, INC.

DAVID VAUGHAN INVESTMENTS, LLC

Other Investors

SCOTT MARSHALL MABEE

JAYME RYAN BAILEY

TODD THOMAS NETHERY

Joshua RICHARD Carstens

Whitney E Goldstein

Jeffrey D Bailey

MOLLIE LYNN RUSHING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Peoria Heights, IL

CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL

RAYMOND JAMES & ASSOCIATES, INC. · Peoria Heights, IL

NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL

THRIVENT ADVISOR NETWORK, LLC · Peoria Heights, IL

THRIVENT INVESTMENT MANAGEMENT INC. · Peoria Heights, IL

OSAIC WEALTH, INC. · PEORIA HEIGHTS, IL

EDWARD JONES · PEORIA HEIGHTS, IL

More in Peoria Heights, IL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor