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Christopher Wayne Hudec

Raymond James Financial Services Advisors, Inc

Langley, WA

CRD 5294461

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-05
WA RA APPROVED 2011-01-04
  • TX RA
    APPROVED
    Since 2020-06-05
  • WA RA
    APPROVED
    Since 2011-01-04

Branch Locations

772 Camano Avenue Suite 203B, Langley, WA 98260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Langley WA 12/2010 Present
Alaska Air National Gaurd Anchorage AK 05/2002 02/2017
Hudec Financial Inc. Dba Cairn Wealth Management Mill Creek WA 09/2011 08/2017
Raymond James Financial Services Advisors Langley WA 12/2010 Present
Cairn Financial, Inc. Langley WA 09/2011 Present
  • 12/2010 → Present
    Raymond James Financial Services
    Langley, WA
  • 05/2002 → 02/2017
    Alaska Air National Gaurd
    Anchorage, AK
  • 09/2011 → 08/2017
    Hudec Financial Inc. Dba Cairn Wealth Management
    Mill Creek, WA
  • 12/2010 → Present
    Raymond James Financial Services Advisors
    Langley, WA
  • 09/2011 → Present
    Cairn Financial, Inc.
    Langley, WA
Previous Registrations
  • 2007-05-09 → 2010-12-20
    Mukilteo, WA
    St Louis, MO
    Mill Creek, WA
    Mukilteo, WA
Other Businesses

(1)Name of Business: Cairn Financial Inc Address: 772 Camano Ave Ste 203B, Langley, WA, 98260, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Other, Officer - President Investment Related: No Start Date: 09/23/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President/Treasurer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-26
  • S66 Uniform Combined State Law Examination
    2007-04-26
Other Names
  • Chris Hudec

View on SEC IAPD

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