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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| WA | RA | APPROVED | 2008-06-17 |
Branch Locations
5575 Harbor Avenue Suite 204B, Freeland, WA 98249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2008 | Present |
1. Fixed insurance sales, as of 12/1997, approximately 15% of time spent during business hours, conducted at branch, investment related. 2. James Forsyth, Inc., owner and president of a private entity established to facilitate securities, advisory, and insurance business; as of 04/28/2011, 100% of time spent during business hours, conducted at branch, investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-20 |
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