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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
CT RA APPROVED 2016-05-10
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • CT RA
    APPROVED
    Since 2016-05-10

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 05/2016 Present
Bank Of America, N.A. Hartford CT 06/2016 Present
Previous Registrations
Other Businesses

I*123816 For profit or not for profit: For-Profit Organization Name of outside business organization: DNG Properties LLC Investment related: Y Address of business: Farmington, Connecticut 6119 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2019 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: It is an entity that holds 3 apartments owned by my parents (95%) with me allocated a symbolic 5% ownership. My father has a direct control of the finances and is the decision maker. My role is limited to being contacted by tenants on ed hoc basis. I*1856284, Entity Type Entity For Profit, Name of OBA: Amelia Classical Music Series Address: Avon Connecticut06001 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/01/2024No Hours: 2 monthly No Hours during trading:0 Duties: Amelia Classical Music Series works on organizing classical music concerts in the Greater Hartford area. It would be expected of me to help with concert organization. I will be on the board. My wife, Zhanna Alkhazova - Isenberg, is the organization's founder and president.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-23
S63 Uniform Securities Agent State Law Examination 2009-08-26
  • S66 Uniform Combined State Law Examination
    2013-05-23
  • S63 Uniform Securities Agent State Law Examination
    2009-08-26
Other Names
  • Dmitry Isenberg
  • Dan Isenberg

View on SEC IAPD

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