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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-23 |
| WI | RA | APPROVED | 2012-10-19 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
11039 N Towne Square Rd Ste 1, Mequon, WI 53092 • United States
Sussex, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brookfield | WI | 10/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-17 |
| S66 | Uniform Combined State Law Examination | 2004-06-25 |
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