Steven T Wilkinson

Current Employers

Employment History

• 11/2013 → Present
  Monarch Plan Advisors
  Simi Valley, CA
• 08/2014 → 12/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2014 → 12/2017
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 10/2018 → Present
  3(38) Investment Fiduciaries
  Simi Valley, CA
• 08/2019 → Present
  (K)Quote
  Simi Valley, CA
• 03/2026 → Present
  Fiducion Llc
  Simi Valley, CA

Previous Registrations

• 2014-08-25 → 2017-12-31
  Cambridge Investment Research Advisors, Inc.
  Westlake Village, CA
  Simi Valley, CA
• 2010-07-23 → 2014-08-25
  Financial Telesis Inc
  San Rafael, CA
  Westlake Village, CA
  Westlake Village, CA
• 2013-05-29 → 2014-02-22
  Wealthspire Retirement Advisory
  Woodland Hills, CA
  Aliso Viejo, CA
• 2008-08-12 → 2010-07-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
  Encino, CA
• 2007-04-09 → 2007-09-18
  Wells Fargo Investments, Llc
  Simi Valley, CA

Other Businesses

[1] INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES [2] Non-investment-related personally-owned real estate rental income; 4466 Fort Worth Dr Simi Valley CA 93063; started 03/31/2021; de minimis hours devoted; primary duties include collecting rent payments. [3] (k)quote; Non-investment-related; 3355 Cochran St, Suite 101 Simi Valley CA 93063; technology company that offers independent and unaffiliated advisors and financial product sponsors the ability to request recordkeeper bids for their corporate retirement plan clients and prospective clients; CEO as of 08/2019; 25 hours per month; approximately 12 hours per month during securities trading hours; Role is to market (k)quote and help with the developers design the software. [4] Fiducion LLC; non-investment-related; 3355 Cochran St., Suite 101, Simi Valley, CA 93063; holding company for 3(38) Investment Fiduciaries and (k)quote; Manager as of 3/2026; de minimis hours spent per month and during business hours, primarily for administrative entity maintenance.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-07

Other Names

• Steve Thomas Wilkinson
• Steven Thomas Wilkinson
• Steve Wilkinson