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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-13
FL RA APPROVED 2017-11-09
  • TX RA
    APPROVED
    Since 2017-11-13
  • FL RA
    APPROVED
    Since 2017-11-09

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 05/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 13049 Bliss Loop, Bradenton, FL, 34211, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 06/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife is a personal trainer and works with organizations and individuals for an hourly fee. My role is to organize her maintain her business records and deposit her checks into our joint account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-07
  • S66 Uniform Combined State Law Examination
    2017-11-07
Other Names
  • Seth Bolno

View on SEC IAPD

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